Securities Litigation & arbitration

We have served as Lead Counsel in dozens of securities class actions, ERISA/pension benefit class actions involving securities fraud, and large-scale individual cases arising from investment losses caused by fraud or other violations of the securities laws.  We typically represent individuals, former employees, corporations and financial institutions, such as mutual funds and pension plans, and our cases have involved publicly-traded stocks and bonds, municipal bonds, mortgage and other exotic derivative securities, limited partnership interests, “working interests” in oil and gas fields and other investments. We also have successfully defended accounting firms and corporate officers sued for securities violations.

Institutional Securities Cases: Partial List

Securities Class Actions: Partial List

In addition to representing institutional or other large investors in class actions, we also represent individuals in arbitrations against brokerages and brokers who sold their clients unsuitable investments or who otherwise violated state or federal securities laws and regulations. We also have successfully defended a number of broker-dealers accused of a variety of securities law violations.

Securities Arbitration